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Work Background
Research Legal (Contract Attorney)
Morgan Stanley & Co. LLCResearch Legal (Contract Attorney)
Jan. 2023New York, NY• Advised internal business teams on contractual and regulatory matters related to research services agreements. • Assisted with development of internal guidance materials and procedures for negotiating research service agreements.
Of Counsel (Contract Attorney)
White & Case LLPOf Counsel (Contract Attorney)
Jan. 2021New York, NY• Assisted with transactional and securities-related matters for a major corporate restructuring project.
Founder
CMNO Management LLCFounder
Jan. 2018 - Jan. 2021New York / Hong Kong• Founded and managed an independent technology and digital asset-focused business overseeing operational and commercial matters.
Director, Senior Legal Counsel
CIMB Securities LimitedDirector, Senior Legal Counsel
Jan. 2012 - Jan. 2017Hong Kong• Served as senior in-house counsel supporting investment banking and regional business operations across Asia. • Advised business teams and senior management on transactional, regulatory, and operational risk matters. • Reviewed and negotiated confidentiality agreements, engagement letters, and transactional documentation.
Director, Senior Legal Counsel
The Royal Bank of ScotlandDirector, Senior Legal Counsel
Jan. 2010 - Jan. 2012Hong Kong• Provided in-house legal support to investment banking operations throughout the Asia-Pacific region. • Advised business teams regarding transactional matters, legal risk management, and regulatory issues. • Reviewed and negotiated confidentiality agreements, engagement letters, and transactional documentation.
Associate Attorney
Baker & McKenzieAssociate Attorney
Jan. 2007 - Jan. 2009Hong Kong• Advised corporate and financial institution clients on transactional and regulatory matters. • Drafted, reviewed, and negotiated confidentiality agreements, engagement letters, transactional documentation, and disclosure documents in connection with cross-border transactions.
Associate Attorney
White & Case LLPAssociate Attorney
Jan. 2000 - Jan. 2007New York / Hong Kong• Represented financial institutions and corporate clients in transactional and regulatory matters. • Drafted, reviewed, and negotiated confidentiality agreements, engagement letters, transactional documentation, and disclosure documents for domestic and international transactions. • Managed cross-border matters involving multiple jurisdictions and advisors. • Seconded to the Office of General Counsel at Merrill Lynch in Hong Kong (2006) to support Asia-based capital markets activities.
Sales Manager
Marubeni America CorporationSales Manager
Jan. 1993 - Jan. 1996New York, NY• Managed international sales and business development activities involving Japanese and U.S. commercial clients.
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