WELLS FARGO HOME MTGQuality Assurance Analyst IV- Corporate Risk Division (remote)
Apr. 2013Greater Atlanta Area · RemotePerform onsite regulatory compliance audits for WFHM branches to determine operational/compliance risks. Evaluate alignment between consumer policies and line-of-business units by sourcing risks/controls and demonstrating profound judgment for issues/escalations via observations, review of loan files, and interviews. Detect systemic and procedural gaps across compliance, process adherence, WFHM policies, and operational facets while suggesting innovative policies, and monitoring strategies. Craft detailed risk committee materials, encompassing assessing program efficiency and devising customer-centric action plans. Direct all mortgage operations and compliance reviews by acting as lead compliance and regional support analyst. Orchestrate monthly meetings with senior management to analyze recent findings, discern trends, deliver feedback, and implement change management initiatives. Oversee compliance risk management functions and regulatory inspections by partnering with management/regulators. ● Commended for exhibiting exceptional time management, organization, budget/cost cognizance, community involvement, compliance awareness, and relationship management expertise.
● Ensured smooth/consistent operational excellence by investigating outcomes and providing recommendations to leadership at branch and regional levels.
● Promoted to quality assurance analyst position from loan admin manager and co-site leader for showcasing exemplary performance.
● Validated mitigation of severe risks for firm and protection of clients by training team on suitable procedures and customer regulations.