vWise, Inc.Vice President, Operations / COO
Sep. 2007 - Nov. 2012Helped create, fund, and build SaaS firm serving employee benefits industry, shepherding it from concept to become the nation's largest provider of interactive-video enrollment and management for 401(k) and 403b retirement plans. • Oversaw finance and accounting, product development, human resources, information technology, legal and business strategy.
• Directed capital raises, including seed and $3.25 million in Convertible Preferred.
• Provided guidance on compliance with ERISA and other relevant laws and regulations.
• Created product strategy, IP materials and filings.
• Crafted partnership and customer agreements, including SunGard, Charles Schwab, DST, Standard & Poor’s, AXA-Equitable, The Hartford, Citistreet, PNC Bank, Morningstar, others