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Work Background
Project Manager II at Houston Methodist Sugar Land Hospital
Houston MethodistProject Manager II at Houston Methodist Sugar Land Hospital
Dec. 2016Sugar Land, TexasPart of a Project Management Team responsible for hospital wide projects conforming to the five pillars of excellence. Selected Accomplishments: o Collaborating with Senior Leadership to develop programs to improve patient safety and quality. o Creating Change Management Strategies to reach the hospital's break through objectives. o Consulted and worked with the Systems Analytics team to develop one comprehensive site for all web enabled reports for the Patient Safety, Quality and Readmission functions.
Managar Compliance Services
VALICManagar Compliance Services
Jun. 2012 - Dec. 2016Houston, Texas AreaPart of a Plan Compliance Management Team that oversees 18 compliance administrators with oversight of 420 pension plans with over $5 billion in assets and focused on group compliance testing of defined contribution retirement plans. Selected Accomplishments: Ensuring all regulatory deadlines are timely and accurately met for form 5500, 8955-SSA’s filings, annual notices, and for all regulatory non-discriminatory compliance testing. Consult with legal counsel, regional representatives to insure all ERISA, IRS, DOL laws are being adhered to by VALIC and VALIC’s client base. Provide leadership, direction, and support to team members regarding exception cases, best practices and legal/regulatory guidelines.
Associate Director of Annuities-Compliance and Operations
AIG American GeneralAssociate Director of Annuities-Compliance and Operations
Dec. 2002 - Sep. 2011Houston, Texas AreaPart of an extended leadership team, managing multiple functional areas across the annuity operations department; including compliance, quality assurance, tax reporting, call center, and customer service. Maintained and reviewed policies, procedures, and practices to ensure compliance with all laws and regulations. Set aggressive, challenging goals that supported organizational goals and strategies. Oversight of over 60,000 annuity contracts, and over $500 million in sales for 2010. Selected Accomplishments: •Worked with SOX auditors and internal auditors to ensure departmental procedures complied with SOX and internal audit guidelines, therefore mitigating company risk. •Implemented Suitability and Anti-Money Laundering procedures to comply with and adhere with various regulations which resulted in mitigating any regulatory risks, and building client confidence in the firm and its products. •Collaborated with the Chief Compliance Officer and the compliance department in the design, implementation, and management in all areas of compliance, including firm policies, and market conduct exams. •Implemented an effective compliance testing region ensuring compliance with various regulations which resulted in mitigating any regulatory risks and building client confidence in the firm and its products. •Reviewed and approved financial and non-financial disclosures to ensure compliance with state regulations.
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