ProtivitiTechnology Consultant
Jul. 2014 - Jan. 2015Boston, MA- Act as an internal SOX Compliance Auditor for 6 clients ranging from the medical equipment industry, to the firearm industry, to the family solutions industry
- Travel to client sites in New York, Florida, and Massachusetts to perform audits
- Assist in the testing of 3 control domains: Access to Programs and Data, Computer Operations, and Program Change
- Maintain a follow-up list, a document request list, a findings log, and test plan per client
- Collaborate with external auditors such as Deloitte, PricewaterhouseCoopers, and Ernst & Young to maintain high audit standards when performing testing of controls
- Create Leadsheets, Risk Control Matrices (RCM’s), and Document Request Lists (DRL) as preparation for audits
- Create process flow diagrams of in-scope systems
- Assist in the audit and testing process: meet with client to collect in-scope systems and applications applicable for testing, meet with System Owners to understand each system, set up walkthroughs to see each control in action and obtain evidence of fulfillment per control, test each control in each control domain, document exceptions, review with client, send results to external auditors