EXANTECompliance Technology Officer
Mar. 2022● Identify regulatory and industry standards for software development and process management relevant to Compliance-related matters in the Company. Identify internal norms and guidelines as promulgated by Risk Management, Compliance, and Information Technology;
● Develop a roadmap and manage the program of work to achieve agreed levels of compliance with
internal/external standards;
● Be the primary contact with IT to manage the provision of services required;
● Manage engagement with internal stakeholders securing Compliance approval for Compliance projects, coordinating and prioritizing the response to audit findings;
● Participate in strategy development focusing on aligning aspirations to introduce new procedures and solutions with required technology capabilities.
● Foster an environment where compliance is valued and easily integrates into workstreams.
● Coordinating with the central PM function managing, planning, organizing, implementing, and delivering various Compliance projects from project initiation through to project completion and handover.
● Coordinating multi-disciplinary firm-wide Compliance projects varying in size and complexity, including
o Scope confirmation;
o Definition of implementation approach;
o Milestone tracking;
o Management of project risks, issues, and dependencies.
● Preparing project implementation plan – needed resources, time, and cost
● Preparing business requirements specifications documents if project resources outside of Compliance are required
● Communicating with IT and Data Analytics teams where required
● Validating project plan with stakeholders
● Coordinating project execution/implementation execution within Compliance
● Communicating and documenting project life cycle, including any scope changes, delays, or overrun
● Assessment of stakeholder satisfaction during the course of the project and post Implementation
● Assistance in managing vendor relationships as part of the overall project delivery.