Bucharest Stock ExchangeSTOCK EXCHANGE SPECIALIST – PART OF THE TEAM THAT STARTED-UP THE NEW STOCK EXCHANGE
Jun. 1995 - Sep. 1996Bucharest, RomaniaKEY RESPONSIBILITIES: 1. DRAFT REGULATIONS:
• Listing Rules, Procedures, Documents and Forms
• IPO Rules and Procedures
• Listing Committee Rules 2. UX & SERVICE DESIGN:
• IPO process on the stock exchange
• Listing process design: admission, maintaining, upgrading, downgrading, trading halt, trading suspension, delisting 3. FLOW OF INFORMATION DESIGN:
• From listed firms to stock exchange departments
• From stock exchange departments to isted firms
• From isted firms to investors
• From the stock exchange to public
• Across all the departments of the stock exchange
• Between departments and brokerage firms
• Between stock exchange and securities commission 4. CO-DESIGNED THE LISTING ARCHITECTURE:
• Tiers Design
• Sections Design 5. LISTING APPLICATION ANALYSIS:
• Analysed the first group of listing applicants
• Business and financial analysis
• IPO prospectus analysis
• Listing documents and forms analysis 6. TRAINING:
• Trained the first group of brokerage firms, on how to help companies to prepare listing on the stock exchange
• Trained potential listed companies on how to provide investors relations, and to comply with the disclosure requirements 7. RESEARCH & DEVELOPMENT:
• Initiated the establishment of the R&D department
• Co-Designed, structured, and co-created the first stock exchange bulletins 8. MARKETING:
• Roadshow for potential listed firms in Bucharest, Cluj-Napoca, Timișoara PARTNERS:
• Canadian International Development Agency (CIDA)
• British Know-How Fund
• Ernst & Young
• Alberta Stock Exchange