Gina Esswein

Compliance and Risk manager @Schwab

CopywritingDigital Ads ManagerOffice AssistantMarketingInstagramContent WriterConsultingData Entry AssociateCopywriterTyping SpecialistSales & BizDevPersonal AssistantAdministrative AssistantAssistantData EntryFacebookCompliance OfficerFinance
Gina Esswein has over 23 years experience in financial services industry. Gina has an extensive background in risk management and regulatory compliance, leveraging her industry knowledge to identify and mitigate potential risks for the company. She holds a Bachelor's degree in Business Administration and has gained valuable experience over the years in strategic planning, corporate governance, and policy development. Her passion for maintaining high standards of compliance has significantly contributed to the success of Schwab company. Gina possesses excellent leadership abilities and is skilled in fostering a culture of compliance within the organization. Her dedication, combined with her meticulous attention to detail, ensures that Schwab company's operations align with the ever-evolving regulatory requirements.
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Work Background
Senior Manager, Marketing Risk Operations
Charles SchwabSenior Manager, Marketing Risk Operations
Sep. 2022Saint Louis, Missouri
Senior Manager, Marketing Governance
TD AmeritradeSenior Manager, Marketing Governance
Oct. 2017 - Sep. 2022St Louis, Missouri, United States
Assistant Vice President Marketing Governance
ScottradeAssistant Vice President Marketing Governance
Feb. 2015 - Oct. 2017700 Maryville Centre Drive
Complaint Investigations
Edward JonesComplaint Investigations
Oct. 2012 - Feb. 2015Des Peres, MO
Field Supervision Director
Edward JonesField Supervision Director
Aug. 2006 - Oct. 2012Saint Louis, MO
New Financial Advisor Training
Edward JonesNew Financial Advisor Training
Jan. 2004 - Aug. 2006Saint Louis
Trade Operations-Equity and Fixed Income
Edward JonesTrade Operations-Equity and Fixed Income
Jan. 2003 - Jan. 2004Saint Louis
Administrative Support
Edward JonesAdministrative Support
Nov. 2001 - Jan. 2003Saint Louis
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