Jennifer Reed - Process Engineer, LPL Financial

Keep in touch with meI'm using Intch to connect with new people. Use this link to open chat with me via Intch app

Work Background

LPL FinancialAVP Process Engineer

Oct. 2023

LPL FinancialFinancial Services Manager

Feb. 2022 - Oct. 2023

LPL FinancialSupervisory Principal, Complex Products

Jul. 2015 - Sep. 2021

LPL FinancialSr. Supervisory Principal

Jun. 2015 - Mar. 2022Syracuse, NY

Cadaret GrantVariable Annuity Analyst

Jul. 2012 - Jun. 2015Syracuse, NYProvide Principal and/or secondary review on variable annuity applications for suitability. Provide training and assistance to advisors and support teams on required documentation and other information necessary to complete variable annuity applications in good order. Create and present power point and website demonstrations, as well as host webinar training sessions to enhance understanding and simplify the annuity application process. Research and provide information to advisors detailing product and benefit information for them to share with their clients.

RBC Wealth ManagementSr. Registered Client Associate

Sep. 2010 - Jul. 2012Provided assistance to up to 6 advisors in preparing any documentation needed for client meetings including account reviews and recommendations. Assisted in the transition of 2 advisors including account opening, and necessary forms to transfer assets from various financial institutions, opening over 100 accounts in a 1 month period. Helped to prepare a Request for Proposal on an 18 million dollar retirement plan, as well as the quarterly reporting on a 9 million dollar account held. Placed trades, assisted with client service calls and daily office tasks as well.

Ameriprise Financial 2005 - 2010Compliance Supervisor

Jun. 2005 - May. 2010Responsible of supervision of sales practices and regulatory adherence of 50+ Registered Representatives Investigated an prepared responses to client complaints, and internal reviews of questionable sales practices Conducted annual compliance interviews to educate and ensure compliance with regulations Created and implemented a training program and communication plan to ensure timely information sharing Reviewed daily, weekly and monthly trend reports to identify potential issues within the Market Group

TD Waterhouse Investor ServicesInvestment Consultant

Jan. 2000 - Jan. 2004Top producer for Syracuse office in asset and account acquistion 10 consecutive quarters Mediated amicable solutions to client issues while supporting the firm's interests using profitability models Maintained branch compliance standards and records Designed and executed "Best Practice" sharing amongst the market group sales force Led the development of team members compliance training and portfolio design programs and tools

Bank of AmericaBranch Manager

Jan. 1994 - Jan. 2000Responsible for professional development, cross training, and client service improvement for team Facilitated transition of NatWest and Bank Boston into the Bank of America business platform Controlled expenses within the branch to maximize efficiency

Intch is a Professional Networking App for the Future of Work

100k+ people

130+ countries

AI matching

Get Intch if you'd like to

📝

Get Recommended to New Customers

👋

Connect with Like-Minded People

💸

Raise Capital

🚀