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Work Background
Greenwich & Bexley Credit UnionPresident and Chair of the Board of Directors
May. 2024Greenwich, England, United KingdomPlan, direct and oversee all credit union activities in accordance with plans, policies, governance, directives and regulations as established by the Members, Board of Directors and Regulators. Responsible for ensuring financial sustainability and prudent management of member deposits. Ensure compliance with regulations proportionate to size, scale and complexity of the credit union with the best interests of the members and employees at its heart. Provide strategic direction, vision, leadership and management in all functional areas. Line manager for the CEO. Establish strategic partnerships with local authorities, educational institutions, housing associations and other key community stakeholders in order to deliver impactful community development initiatives. These include delivering projects to improve financial inclusion, relieve the poverty premium and deliver educational initiatives.
The Depository Trust & Clearing Corporation (DTCC)Regulatory Relations
Nov. 2022 - Feb. 2024London, England, United KingdomRegulatory Relations Manager for Global Trade Respository business. Cultivated and maintained productive relationships with global regulators. Delivered strategic guidance to senior executives and board members, equipping them with thorough briefings on important regulatory trends to facilitate informed decision-making at the highest level. Delivered regulatory leadership sessions to company stakeholders, ensuring proactive involvement and fostering a culture of compliance across the organization. My commitment to upholding strong corporate governance practices extended to assisting stakeholders in meeting SMCR obligations, ensuring that regulatory requirements were met comprehensively.
Bank of EnglandSenior Supervisor
Oct. 2018 - Nov. 2022London, England, United KingdomIn my role as a Senior Supervisor, I focused on safeguarding UK financial stability by assessing and mitigating risks within critical Financial Market Infrastructures. Through in-depth analysis of complex data, I provided informed judgments and recommended decisive actions to address emerging challenges. Representing my institution at international supervisory forums, I advocated for robust regulatory standards to enhance global financial resilience. I spearheaded the adoption of a new corporate governance structure, resulting in recognition as "best practice" and full compliance with UK and EU legislation. Additionally, I managed high-profile regulatory authorizations, ensuring meticulous compliance tracking and adherence to prudential requirements and relevant legislation. This included successfully authorizing the UK Central Securities Depository under the Central Securities Depository Regulation, overseeing a critical two-year project widely reported on. My expertise also extended to representing the Bank of England in international supervisory meetings, strengthening oversight of foreign entities like Euroclear, and maintaining effective relations during statutory actions for operational resilience events, with one case highlighted in the Financial Times.
Bank of EnglandRecords and Information Administration Manager
Jun. 2016 - Oct. 2018As a leader, I guided a team of 18 professionals to deliver technical records management services across the organization, emphasizing transparency and public accountability. By directing significant operational
transformations, including service consolidation initiatives, we achieved enhanced efficiency and reduced expenses while maintaining service excellence. I took the lead in initiating GDPR compliance efforts, implementing rigorous procedures to ensure adherence to regulations from the outset. In addition, I chaired a monthly decision-making forum to harmonize stakeholder needs with legal and regulatory requirements, fostering collaboration and ensuring compliance. I implemented new reporting standards to minimize organizational risk and enhance accountability while overseeing the successful handling of high-volume, complex subject access requests under data protection laws. Furthermore, I chaired a cross-departmental forum to facilitate collaborative decision-making and ensure compliance with internal standards, fostering a positive team atmosphere and sustained productivity in dynamic environments.
Hogan LovellsRecords Supervisor
May. 2013 - Jun. 2016As the supervisor of an eight-member team within the Records Management department, I ensured the efficient handling and secure management of sensitive legal documents. My leadership included overseeing the development and successful implementation of a new in-house records management system, significantly enhancing data retrieval processes and ensuring compliance standards were met. Additionally, I directed the IT build of a new records management system, resulting in improved document access and heightened security protocols. In my capacity as chair of service review meetings, I diligently addressed and escalated service issues, holding vendors accountable for their performance. Moreover, I spearheaded a cost reduction strategy that successfully decreased annual information retention costs by approximately £200K, demonstrating a commitment to optimizing operational efficiency and resource utilization.
RecallLogistics Team Lead
Sep. 2007 - May. 2013
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