Requests
0
Keep in touch with meI'm using Intch to connect with new people. Use this link to open chat with me via Intch app
Work Background
State StreetHead of Financial Crimes Compliance
Dec. 2024
State StreetHead of Compliance & MLRO
Jan. 2023United Arab Emirates
Equiom GroupSenior Governance Risk and Compliance Advisor
Dec. 2021 - Jan. 2023Dubai, United Arab Emirates
Beehive UAEGroup Compliance Director
Mar. 2020 - Dec. 2021Dubai, United Arab Emirates
Beehive UAEHead of Compliance & MLRO
Jun. 2018 - Dec. 2021United Arab Emirates
IGHead Of Compliance
Sep. 2017 - Feb. 2018Dubai, United Arab EmiratesHead of Compliance role
HSBCManager, Financial Crime Compliance
Jan. 2016 - Oct. 2017Dubai
BMO Global Asset Management (EMEA)Head of Counterparty Risk
Oct. 2013 - Dec. 2015London, United KingdomProject work includes EMIR, Dodd Frank and AIFMD to ensure compliance with regulatory counterparty credit risk requirements. Monitor and set treasury limits. FX & Call/Deposit account set up etc
BMO Global Asset Management (EMEA)Senior Charles River Investment Compliance analyst
Aug. 2010 - Sep. 2013London, United KingdomResponsible for pre & post trade compliance monitoring to client mandate & regulatory rule sets (UCITS, KAG/InvG, CMVM Regulations etc) portfolio mandate restriction interpretation, carry out mandate advisory function.
Wells FargoAssistant Compliance Officer
Jan. 2008 - Aug. 2010Implantation of Bloomberg POMS as new OMS system, coding and montoring & Compliance functions: SEC filings, monitoring reviews, advise on regulatory and compliance matters to the front office, PA dealing and stop list maintenance.
Colonial First State Global Asset ManagementCompliance Assistant
Jan. 2007 - Dec. 2008Assistant to the compliance team in london, undertook compliance monitoring reviews, Charles River coding and pre trade approval as well as other ad hoc tasks for the team.
Jupiter Fund Management plcPA to the Compliance Director & team
Jan. 2006 - Mar. 2007Hyde Park, LondonAssisting the Compliance team and PA to the Compliance director, PA dealing approval & admin, Stop list maintenance, general administration, Charles River monitoring and other ad hoc tasks.
Intch is a Professional Networking App for the Future of WorkSee more people like Gita on Intch
300k+ people
130+ countries
AI matching
Get Intch if you'd like to
740158 people
17
Managing Director @ Finnovate Consulting
30
COO Advisor – FinTech & RegTech Operations @ Luxoft
16
Founder @ Mocion
54390 people
30
COO Advisor – FinTech & RegTech Operations @ Luxoft
53
Finance Director @ D
18
Managing Partner & Founder @ VISORAY Accounting and Bookkeeping LLC