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Work Background
Principal Examiner
FINRAPrincipal Examiner
Oct. 2024Rockville, Maryland, United States
Investigative Manager
Self-employedInvestigative Manager
Sep. 2023 - Oct. 2024
Director, Market Investigations Team
FINRADirector, Market Investigations Team
May. 2004 - Sep. 2023
Investigator
Financial Industry Regulatory AuthorityInvestigator
Aug. 1998 - May. 2004Rockville, MD

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Financial Regulation Consulting
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