Requests
2
0
Keep in touch with meI'm using Intch to connect with new people. Use this link to open chat with me via Intch app
Work Background
Currently Seeking New OpportunitiesSenior Technology Manager | Currently Seeking Employment
Mar. 2024Currently Seeking Opportunities in Risk Management, Supply Chain Operations and Information Security
Capital OneSenior Technology Manager, Enterprise Monitoring Intelligence & Risk and Controls Team
Jan. 2019 - Mar. 2024Richmond, Virginia, United States• Directed and oversaw a specialized a team of software engineers accountable for Site Reliability Engineering (SRE) initiatives for the Enterprise Log Ingestion Team.
• Employed authorization over all facets of onboarding, consulting, and troubleshooting across multiple platforms. • Composed, reviewed, and refined customer-facing documentation, training programs, and resources to promote the adoption of best practices and enhance customer satisfaction.
• Designed and launched pivotal technology risk management initiatives with a focus on improving control automation and governance frameworks. • Forged strong executive relationships, nurtured a culture of excellence across multiple teams, and established industry-leading best practices. • Created automation strategy, metrics, and GUI, leading to advanced control automation, as well as secured commitment to enhanced roadmaps by senior leadership and devised automation plans for individual technology divisions. • Delivered compelling presentations at high-level Technology and Cyber Risk Committee meetings alongside the Chief Information Officer and Risk Leadership Teams.
Capital OneHorizontal Controls Monitoring and SOX Program Lead – Commercial Business Risk Office
Mar. 2016 - Dec. 2018Richmond, Virginia, United States• Provided tactical leadership to eight control managers and 25+ offshore contractors to perform Regulatory and Operations Controls Monitoring for the Commercial Bank. • Studied and assessed controls testing and generated detailed reports for five different lines of business for Commercial Banking.
• Optimized control monitoring regarding the First Line of Defense for the entire Commercial Bank by transitioning controls testing to partners in India; traveled to India to ensure effective controls testing for the Commercial Bank. • Piloted the Sarbanes Oxley Control Program for the Commercial Bank, meeting with the President of the Commercial Bank quarterly to conduct 302/404 certifications. • Coordinated annual walkthroughs and reviews for 12 business control processes and control narratives across the Commercial Bank in coordination with accounting and external auditors, Ernst & Young. • Standardized and simplified controls testing, ultimately decreasing error rates by 40% and achieving 100% compliance with SOX. • Boosted outsourcing efficiency by 35%, saving the organization $3M in annual operational costs, by establishing governance and training programs to enhance the outsourcing model with a focus on performance and accountability.
Capital OneRisk Optimization Champion for Technology Operations – Information Security & Risk Management
Feb. 2012 - Mar. 2016Richmond, Virginia, United States• Spearheaded all daily activities related to Audits, Controls, and Risk Management for Technology Operations while working with technology executives to manage their risk and compliance portfolios. • Developed and implemented remediation initiatives related to security and audit findings.
• Carried out the alignment of objectives between the business and Corporate Audit Services while facilitating negotiations with Audit and partnering with Technology Operations to develop management responses to audit findings.
• Produced, analyzed, and provided comprehensive monthly risk review reports and metrics based on the 10+ VP+ populations in Technology Operations.
Capital OneDirector, Enterprise Supply Management - Information Technology
Apr. 2004 - Jan. 2012Richmond, Virginia, United States
Capital OneSenior Financial Operations Manager
Feb. 2000 - Mar. 2004Richmond, Virginia, United States
Capital OneFinancial Operations Manager – Production Services
Nov. 1998 - Feb. 2000Richmond, Virginia, United States
Intch is a Professional Networking App for the Future of WorkSee more people like Nick on Intch
300k+ people
130+ countries
AI matching
Get Intch if you'd like to
489368 people
24
Data Scientist Intern @ Newell Brands
16
Program Manager @ DISH Network
18
Senior Software Engineer @ EarnIn
31002 people
42
Senior Mining Engineer @ Riot blockchain
16
CEO/Data Engineer and Consultant @ Propeltech Services LLC
33
Investor Relations Manager @ ExxonMobil