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Work Background
Head of Compliance & Risk as well as Responsible Officer
Privium Fund ManagementHead of Compliance & Risk as well as Responsible Officer
Feb. 2018Hong Kong
MD and co-founder
CSI Blockchain ConsultantsMD and co-founder
Jan. 2018 - Dec. 2020Hong KongBlockchain technology and cryptocurrency consultancy
Managing Director, Equity Sales
MCM PartnersManaging Director, Equity Sales
Jun. 2015 - Sep. 2017Hong KongBoutique investment bank and institutional broker.
Chief Executive Officer
Bridge China AdvisorsChief Executive Officer
Nov. 2014 - Mar. 2015Hong KongLed the company through startup and licensing with the SFC for type 4 and type 9 activity.
Portfolio Manager
NoHo Capital Management LtdPortfolio Manager
Aug. 2012 - Nov. 2014Hong KongI effectively have merged HRH Capital with NoHo as of August 1st.
Founder/Portfolio Manager
HRH CaptialFounder/Portfolio Manager
May. 2012 - Nov. 2014Systematic quantitative fund/trend following
Exec. Director
Royal Bank of Scotland GroupExec. Director
Aug. 2010 - May. 2012
Sr. Vice President - Asia ex-Japan Equities
Daiwa Securities SMBC Co. Ltd.Sr. Vice President - Asia ex-Japan Equities
Nov. 2008 - Jun. 2010
CEO, Head of Asia
Pali International Asia Private LtdCEO, Head of Asia
Feb. 2008 - Oct. 2008Equity research, sales and trading
Director, Head of Asia Ex-Japan Equities
KBC Financial ProductsDirector, Head of Asia Ex-Japan Equities
Jan. 2007 - Dec. 2008
VP Equities Asia Pacific
JPMorganVP Equities Asia Pacific
Jan. 2003 - Dec. 2007Asia ex Japan regional sales trading
VP, head of electronic trading Asia
Credit SuisseVP, head of electronic trading Asia
Jan. 2000 - Dec. 2002
VP, Electronic Trading - Head of Asia Pac Electronic Trading
Donaldson, Lufkin & Jenrette/CSFBVP, Electronic Trading - Head of Asia Pac Electronic Trading
Jan. 1998 - Dec. 2002
VP, Equities
Donaldson, Lufkin & JenretteVP, Equities
Jan. 1998 - Dec. 2000Began as business analyst for the trading floor and moved on to bring FIX connectivity to DLJ and its clients globally. Went from information technology to the trading desk where the role was business development and heading Asia Pacific. The systems and some of the architecture were adopted by CS and later expanded upon to become Advanced Execution Services.
Settlements I.T.
SG WarburgSettlements I.T.
Jan. 1995 - Dec. 1998Reprogrammed SGW's self clearing settlement system for t+3 from t+5; enhanced system ineroperablity with COLT internally and externally with the DTC and NSCC. Stayed on during the Swiss Bank merger to integrate systems. Stayed on during the Dillon Read merger to integrate systems. Stayed on with the UBS merger to integrate systems. Started commuting from mid town Manhattan to Stanford while at UBS and didn't like it. Ended contract to work for DLJ back in the same building in which SGW Dillon Read had been.
Analyst
Household FinanceAnalyst
Jan. 1988 - Dec. 1992Began as MIS analyst and moved into role of credit risk analyst using SAS.
Former Marine
USMCFormer Marine
Jan. 1987 - Dec. 1990

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