Northwestern MutualClient Services Coordinator
Sep. 2019 - May. 2021Birmingham, Alabama, United StatesInvestment operations – responsible for handling of all investment related activities: opening new
accounts, executing ACATS/rollovers, submitting trade tickets for stock/mutual funds/ETFs, executing asset movement orders, submitting and adjusting investment contributions and retirement distributions, etc. Investment and Insurance Planning/Analysis – Partners with advisors to create comprehensive investment and retirement planning strategies for existing and prospective clients. Creates holistic approach to investing strategy, looking at maximizing every avenue possible to reach retirement funding goals by way of structuring asset allocations/qualified and non-qualified retirement account funding, tax structuring, distribution strategy, etc. Life Insurance operations– handles all underwriting communication of insurance applications. Works with
assigned underwriters for life and disability. Procures documents required to move underwriting forward, including tax returns/income verification, paramedical/lab ticket results, HIPAA requirements, etc. Communicates exclusion riders and policy amendments to clients for final signature and reports all signed documentation to home office. Handles all UW changes to existing applications