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Work Background
J.H. Darbie & Co., Inc.Investment Banker - JHDarbie & Co.
Apr. 2023New York, New York, United States(Investment Banking, 424B5 (S3) Shelf Offerings, Hard Money Consultant for Commercial Properties, Convertible Notes, Bridge Financing, "DAILY" IPO Offerings, Institutional Trading Accounts, Small Cap Clearing/DWAC Deposits, Family Offices Funding Recommendations.) Drop Me A Line: dadams@jhdarbie.com
Managing DirectorManaging Director: Investment Banking
Jan. 2023
IJJ CorporationVice President - (IJJP)
Sep. 2022Moreno Valley, California, United States
Independent ConsultantIndependent Consultant
Jan. 2019 - Nov. 2020 Contact Location: San Diego, CA Independent Consultant
Forest Securities, Inc.Forest Securities, Inc.-Sr. Vice President of Investments dadams@forestsecurities.net
Dec. 2016 - Oct. 2018Chicago, ILINVESTMENT BANKING, Small market capital security clearing; Comprehensive Financial Advisory Services.
One With USC Rossier : (New Students by appointment only) Business Finance Instructor email: davidcad@usc.edu
Feb. 2016 - May. 2023Greater Los Angeles Area http://rossier.usc.edu/usc-rossier-ranked-15th-best-education-graduate-school-u-s-news/
BMA SecuritiesCorporate Securities Consultant-MBA Accounting & Finance
Apr. 2009 - Jun. 2012Rolling HIlls, CA
The BancorpMortgage Loan Originator-Nationwide Banc Corp.
Feb. 2006 - Mar. 2008Corona, CATop Rookie Loan Broker Originator 2006)
24 Hour FitnessHealth Sales Consultant-24 Hours Fitness
Jan. 2002 - Apr. 2003Riverside, CA24 Hour Fitness: Top Regional Sales Consultant (2003); Manager Candidate Training Recipient, Top "Personal Training" Salesman.
Prudential FinancialRookie Sales Representative-Prudential Preferred Financial Svs
Jan. 1995 - Jan. 1998Fresno, CAProducts Offered: Term Life, Variable Life, Variable Annuities, Mutual Funds, Health Insurance, Key-Man Insurance, 401k's, College Plans. Registered Investment Advisory Services: Retirement Plans, Portfolio Analysis, Wrap Programs and Investment Structure Analysis.
Independent ContractorCorporate Markets Consultant/Business Finance Instructor; Licensed Principal
Apr. 1988 - Jul. 2016Los Angeles, Palm Springs, San Diego, Riverside, Newport Beach, Isle of PalmsWorked directly with numerous publicly traded companies and CEO's with market valuations up to $5 billion advising on security liquidation management, debt conversions, net capital structure, fund raisings, marketing strategies, legal security outsourcing, private placements, bridge financing, IPO's, RIA consulting, health/life insurance, mutual funds, viatical investments, block purchases and financial analysis. Over 28 plus years in the financial industry ranging in positions from Syndicate Manager, Registered Investment Advisor to V.P. of Bridge Finance.
Theta XiAN 738
Jan. 1979 - Dec. 1981University of Southern California
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