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Work Background
Swagat Enterprise Sdn BhdCompliance Officer
Mar. 2011Labuan, Malaysia• Ensure robust implementation of the Anti-Money Laundering / Countering the Financing of Terrorism (AML/CFT) procedures and policies.
• Assessing the AML/CFT mechanism control measures and ensuring compliance with the AML/CFT requirements.
• Establishing and maintaining relevant internal criteria as well as ensuring all employees are aware of the relevant measures in place. • Conduct research and understand relevant laws, regulations and policies governing products, services, and business operations which the Company wishes to explore or undertake under relevant jurisdictions.
• Support the management in product development by providing insights related to risks, controls, and regulatory matters.
• Investigate issues pertaining to regulatory matters.
• Prepare reports pertaining to detective, preventive and corrective measures to the management.
• Submission of ad-hoc and periodic reports to the regulators (Bank Negara Malaysia and Labuan Financial Services Authority).
• Ensuring record keeping and monthly remittance statistical reporting consistently done to Bank Negara Malaysia (BNM) as per the Money Services Business Act 2011.
• Liaise with regulators and/or auditors on queries and inspections when required.
RHB Banking GroupExecutive Branch Operations Officer
Jul. 2008 - Jan. 2011Kota Kinabalu, Sabah, Malaysia• Execute day-to-day branch services and operational matters to ensure compliance with internal/external policies, guidelines, and regulations.
• Performing front line supervision and authorization of banking transactions.
• Managing branch services and operations personnel by providing direction and guidance to ensure delivery of quality service and excellent customer service.
• Responsible for international remittance and Bureau De Change including preparation of weekly performance reports for audit purposes.
• Ensure due care and diligence is exercised on day-to-day operational matters relating to Money Laundering and KYC, acquiring relevant knowledge and training.
• Assist with providing solutions to inbound customer inquiries through effective problem solving and decision making.
• Fulfilling the clients’ necessities while providing an exceptional client experience is the expected behaviour from all our employees and it will be measured by specific metrics.
EC Trust BerhadTrust Officer
Jun. 2007 - May. 2008Labuan, Malaysia• Assisting in the incorporation and registration of Labuan entities.
• Registering and administration of Labuan private funds and Labuan Islamic private funds.
• Setting up the form of Labuan companies, protected cells, limited partnerships, and limited liability partnerships.
• Establishing Labuan trusts, license applications, accounting services and registration of ships on the Malaysian International Ship Registry (MISR).
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