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Work Background
Senior Compliance and Ethics Director
BestowSenior Compliance and Ethics Director
Mar. 2024 - Jun. 2024Dallas, Texas, United States
Director Compliance, Risk and Ethics
Bestow Life InsuranceDirector Compliance, Risk and Ethics
Aug. 2021 - Mar. 2024United States- Responsible for designing and managing Marketing Compliance, Monitoring, and Risk programs. - Program & Project Management special assignments in Marketing Compliance, Risk, training, and issue management - Enterprise collaboration, negotiation, and analysis for implementing marketing compliance, risk management, and training systems for the organization. - Reviews, updates, and assesses policies, procedures, and process maps in collaboration with enterprise partners. - Tests and regularly assess organizational programs for compliance - Provides real-time, periodic, value-added feedback to employees, peers, and senior leaders to improve performance and accomplish objectives. - Regularly prepares and presents programs, assessments, issues, and solutions to senior leaders and regulators with minimal advice and coaching.
Senior Compliance Advisor
Bestow Life InsuranceSenior Compliance Advisor
Mar. 2020 - Aug. 2021Austin, Texas Metropolitan Area
Senior Marketing Business Risk and Controls Advisor
USAASenior Marketing Business Risk and Controls Advisor
Jun. 2017 - Feb. 2020San Antonio, Texas Area
Senior Marketing Operations Analyst
USAASenior Marketing Operations Analyst
Nov. 2015 - Mar. 2020San Antonio, Texas Area
Compliance Advisor
USAACompliance Advisor
Mar. 2014 - Nov. 2015San Antonio, TexasReview laws and regulation for business impact and complete risk assessments. Assist in problem resolution with enterprise-wide projects. Guides the business on compliance strategy implementation in pursuit of business solutions.
Marketing Compliance
USAAMarketing Compliance
Oct. 2012 - Mar. 2020Reviews,analyzes,and approves internal and external marketing communications to ensure compliance with regulatory requirements, internal guidelines, and other risk related issues.

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