Years of experience: 14
LegalInvestor & VCFinanceCompliance OfficerHRTraining&Development Specialist
Trusted by top professionals
Trust Score
Exceptionally trusted; proven professional excellence.
Kyle's Career Path
Dec. 2023 -Present
Demand Compliance ConsultantsSenior Partner - Banking and Investment Regulatory Compliance
-Provided consulting and contracted compliance services to global banks, firms, and high-income clientele for services ranging from responses to regulatory inquiries, internal assessments, regulatory change management, regulatory forecasting, architecture of compliance programs from ground-up, and everything in between. -Identified and mitigated regulatory and investor compliance risks for al...
Apr. 2019 -Nov. 2023
TIAASenior Compliance Associate
Jacksonville, Florida AreaDrive and lead the firm’s Records Management Program as well as Trust and Wealth Management compliance function, including regular engagement with firm’s top 10% Trust and Wealth clientele and their internal teams. Lead the firms highly critical regulatory engagements with OCC, SEC, FINRA, and FRB with proven success record. Lead and design strategy for efforts across organization to ensure o...
Aug. 2009 -Mar. 2019
Demand Compliance ConsultantsSenior Partner - Banking and Investment Regulatory Compliance
Houston, Texas Area-Provided consulting and contracted compliance services to global banks, firms, and high-income clientele for services ranging from responses to regulatory inquiries, internal assessments, regulatory change management, regulatory forecasting, architecture of compliance programs from ground-up, and everything in between. -Identified and mitigated regulatory and investor compliance risks for al...