Years of experience: 25

PartnerCompliance OfficerC-level ExecutiveAuditorConsultingFinance

Trusted by top professionals

  • JB
    John Bakowski
    Ass MD @k2 integrity
    Verified
    Reliable and competent

Trust Score

Exceptionally trusted; proven professional excellence.

100%
David's Career Path
Head of Procedures, Training and Control, IB Client Office Lifecycle MgmtFeb. 2020 -
Present
Credit SuisseHead of Procedures, Training and Control, IB Client Office Lifecycle Mgmt
London, England, United Kingdom• Manage a global team to deliver centralized procedures and training to Client Onboarding, KYC and Regulatory Due Diligence teams (collectively “IB COLM”) across the Investment Bank. • Work with Compliance to streamline Global and Local CDD and Sanctions Standards and processes and ensure efficient implementation of CDD policies and procedures. • Balance Local and Global Compliance requireme...
Regional Head of Americas CDD Policy Implementation & TrainingDec. 2013 -
Jan. 2020
HSBCRegional Head of Americas CDD Policy Implementation & Training
Greater New York City Area• Direct the implementation of new Global and Local CDD Standards and Sanctions processes for Global Banking & Markets Americas. • Chair the Global Policy & Training Governance forum to prioritize global team activities and socialize changes to the Global Line of Business CDD Procedures across stakeholders teams. • Articulate strategic direction for CDD Policy activities in Americas and promo...
Vice President, Business Analyst (Global Corporate Banking)Sep. 2011 -
Dec. 2013
JPMorgan ChaseVice President, Business Analyst (Global Corporate Banking)
• Lead working sessions with Compliance and Operations experts to define rationalized procedures for over 150 Know Your Client (KYC) requirements for the cross-Line of Business (LOB) Client On-Boarding utility. • Produce actionable procedures for the On-Boarding utility by partnering with cross-regional and cross-LOB SMEs to define detailed KYC instructions. • Create a gap analysis and impact...

David's Posts

  • How I can help you

    Analyze business processes to pinpoint growth barriers. Identify root causes of issues hindering progress.

  • People I am looking for

    Looking for anyone with an operational issue to solve. SMBs, Startups and other entrepreneurships that have grown organically and have hit that wall where growth has stalled, or where customer satisfaction/quality have declined.

  • Experience & Cases

    Former employers/clients include global banks, clothing manufacturers, healthcare providers, and advertising firms. Streamlined workflows to eliminate inefficiencies. Automated effective processes to boost revenue. Enhanced policies to ensure quality and compliance.

  • undefined

    13 years of policy implementation in investment banking. Reduced errors to near zero, streamlined processes by 85%. Developed tools and standards for timely project delivery.

  • How to contact

No responses yet
0