Julie's Posts
- Julie Archer
Senior Compliance Officer
is willing to share expertiseRegulatory Excellence, Compliance & Risk Management How I can help you
• Manage daily compliance to align with evolving regulations. • Provide advisory support across business functions. • Engage with FCA and regulators to resolve inquiries. • Draft and review AML, KYC, MAR policies. • Lead and mentor compliance teams. • Strong trading operations knowledge. • Foster stakeholder relationships. • Proactive project leadership. • Build compliance culture. • Strategic compliance leadership.
People I am looking for
• Collaborate with businesses of all sizes. • Refine compliance, regulatory, and governance functions. • Work with startups to established companies.
Experience & Cases
• Led compliance team development. • Mitigated risks, enhanced operational integrity. • Led regulatory innovation and inquiries. • Strengthened onboarding and compliance oversight. • Experience with Tower Trading Group, Societe Generale, ADM Investor Services.
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