Maureen's Posts
No responses yet
0
Years of experience: 29
PartnerSales & BizDevCFOHelp Desk SupportCustomer Success ManagerAdvisor
Trust Score
Exceptionally trusted; proven professional excellence.
Maureen's Career Path
Oct. 2024 -Present
TZERO DIGITAL ASSET SECURITIES LLCChief Compliance Officer
Jersey City, New Jersey, United StatesCCO/AMLCO of special purpose broker dealer registered with the SEC and FINRA which has approval to custody digital asset securities.
Apr. 2024 -Present
TZERO SECURITIES LLCChief Compliance Officer
Jersey City, New Jersey, United StatesCCO/AMLCO of ATS broker dealer registered with FINRA and the SEC. Firm performs primary and secondary offerings and trading at its alternative trading system.
Apr. 2019 -Mar. 2023
Clarksons Platou Securities, Inc.Chief Compliance Officer/Chief Financial Officer
Greater New York City AreaCCO and CFO of CPSI, the US trading, research and investment banking arm of Clarksons Platou Securities. Handle all day to day regulatory and financial operations and oversee the compliant functioning of the US broker dealer performing chaperoning with its parent company.