How I can help you

We offer tailored compliance risk management solutions by advising companies on navigating specific regulatory landscapes. Our expertise spans back office operations with a deep understanding of Broker Dealers, Futures Commissions Merchants, and Swap Dealers.

People I am looking for

Ideal Clients: - Companies seeking compliance risk management - Firms under specific regulatory scrutiny - Organizations needing back office operational expertise

Experience & Cases

Key Achievements: - Established comprehensive control suite for a major financial institution - Previous Client: Wells Fargo Securities

How to contact