Brant's Posts
- Brant King
Compliance Officer
is willing to share expertiseCompliance & Risk Advisory How I can help you
We offer tailored compliance risk management solutions by advising companies on navigating specific regulatory landscapes. Our expertise spans back office operations with a deep understanding of Broker Dealers, Futures Commissions Merchants, and Swap Dealers.
People I am looking for
Ideal Clients: - Companies seeking compliance risk management - Firms under specific regulatory scrutiny - Organizations needing back office operational expertise
Experience & Cases
Key Achievements: - Established comprehensive control suite for a major financial institution - Previous Client: Wells Fargo Securities
How to contact
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