Years of experience: 19

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Trusted by top professionals

  • KY
    Karina Y
    Former Compliance Director @IGWM
    Verified
    I had the pleasure of working with Miguel, who brought not only compliance expertise but also a collaborative spirit to the team. He was always willing to step in during absences or projects ensuring ...

Trust Score

Exceptionally trusted; proven professional excellence.

100%
Miguel's Career Path
Compliance ManagerSep. 2024 -
Nov. 2024
MogoCompliance Manager
Montreal, Quebec, Canada-Craft and Uphold Compliance Policies: Develop and maintain robust policies to ensure adherence to laws, regulations, and industry standards. -Risk Assessments and Audits: Conduct regular assessments and audits to identify non-compliance risks and devise mitigation strategies. -Regulatory Monitoring: Stay ahead of regulatory changes and industry trends to ensure ongoing compliance. -Internal ...
Director of ComplianceJun. 2023 -
Sep. 2024
Groupe Financier SignatureDirector of Compliance
Valleyfield, Quebec, CanadaManaging the Compliance Function, including overseeing the development and functioning of GFS’s Compliance program, including the tracking of regulatory change, maintenance of regulatory best practices, evaluation of controls and risk assessments.  Develop and maintain the Compliance Manual, departmental policies and procedures; and overseeing its execution.  Proactively fostering a complia...
Manager, ComplianceJan. 2020 -
Jun. 2023
IG Wealth ManagementManager, Compliance
Région de Montréal, CanadaInvestors Group Securities Inc. (IIROC) Investors Group Financial Services Inc. (MFDA)

Miguel's Posts

  • About myself

    As a proactive Compliance Manager, I empowered organizations to navigate complex regulations while fostering growth. My risk mitigation expertise safeguarded $500M+ in assets, streamlined processes, and enhanced stakeholder confidence, proving compliance as a driver of business value.

  • Job Description

    I'm seeking a leadership role to leverage my compliance expertise, drive strategic influence, and foster innovation in financial security. I aim to shape QA/AML programs and mentor teams, ensuring compliance is a competitive advantage in a collaborative environment.

  • How to contact

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  • How I can help you

    🔹 Regulatory Compliance & Licensing🔹 Fintech & Crypto Compliance: Align products with standards. Develop AML frameworks. 🔹 Risk Mitigation and Operational Efficiency 🔹 Training and Team Empowerment: Compliance education, workshops, policy development.

  • People I am looking for

    🔹Fintech & Crypto Startups: Crypto exchanges, wallets, or blockchain projects expanding into Canada/LATAM. Fintechs launching payment solutions, robo-advisors, or DeFi platforms. 🔹Financial Institutions: Banks, investment firms, or asset managers needing AML program upgrades.

  • Experience & Cases

    🔹10+ yrs in compliance, fintech & crypto. Track record of reducing breaches, cutting costs, and streamlining compliance. Led CIRO/OSC licensing, built scalable AML programs. Multilingual (EN/ES/FR). I turn regulations into growth—not roadblocks. Let’s connect!

  • How to contact

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