Years of experience: 27

FinanceSystem ArchitectCompliance OfficerBanking OperationsITConsulting

Trust Score

Highly reliable; strong professional involvement.

70%
Gavin's Career Path
Delivery Director for Strategic Europe Initiatives Feb. 2023 -
Apr. 2024
HSBCDelivery Director for Strategic Europe Initiatives
London, England, United Kingdom• Led Risk workstream for HSBC Germany's transition from Subsidiary to Branch under French Holding Company, overseeing 30+ skilled Risk professionals. • Directed 24 Wholesale Capital Model adjustments, curated 2 comprehensive regulatory submissions, managed extensive Risk data enhancements, and facilitated multiple IT system updates. • Implemented revisions to Risk Operating Model, ensuring s...
Head of Regulatory Compliance TransformationMay. 2017 -
Jan. 2023
HSBCHead of Regulatory Compliance Transformation
London, England, United Kingdom• Established and led the Global Regulatory Compliance Transformation team at HSBC, overseeing all aspects of Regulatory Compliance delivery. • Managed an annual budget of $34 million for change initiatives, supervising around 85 transformation full-time equivalents across 6 locations, averaging about 25 global initiatives annually. • Secured yearly funding for all transformation projects, in...
Head of Regulatory Compliance for IT Sep. 2014 -
May. 2017
HSBCHead of Regulatory Compliance for IT
London, England, United Kingdom• Established and led the regulatory compliance organization for IT at HSBC, offering strategic guidance to IT leadership and serving as the primary liaison with regulatory authorities on cyber security, IT service resilience & recovery frameworks, data privacy, and controls. • Pioneered the creation of a new RC organization focused on IT, overseeing operational model development, recruitment...

Gavin's Posts

  • How I can help you

    Guidance on Financial Services Compliance: - Understand the problem and desired outcome - Develop practical change activities - Meet regulatory requirements - Deliver change with low risk - 25 years of experience

  • People I am looking for

    Ideal Clients: - Financial services companies - Startups  - RegTechs - FinTechs

  • Experience & Cases

    Past Achievements: - Regulatory and Audit Deliveries - Compliance Framework Implementations  - Cyber and Operational Risk management - Extensive regulatory compliance experience

  • How to contact

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