Years of experience: 15

Sales RepresentativeCall Center SupervisorLate StageRound BAngelSeed

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Trust Score

Exceptionally trusted; proven professional excellence.

90%
Randy's Career Path
Chief Operating OfficerJan. 2023 -
Apr. 2024
GT SecuritiesChief Operating Officer
Los Angeles, California, United States
Chief Compliance OfficerJan. 2023 -
Apr. 2024
GT Investment ManagementChief Compliance Officer
Los Angeles, California, United States
Chief Compliance OfficerJan. 2020 -
Jan. 2023
Portsmouth-SmartLife Financial GroupChief Compliance Officer
Atlanta, Georgia, United States

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  • About myself

    With over 15 years as a Chief Compliance Officer in the Financial Services Industry, I hold Series 24, 7, 39, 6, 65, and 63 licenses. I have extensive experience supervising Sales and Operations and reporting directly to investors.

  • Job Description

    Seeking to leverage my expertise in compliance and leadership to support company projects. My latest role involved establishing a new Investment Advisory Company from the ground up for an Investment Banking enterprise.

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