I’m a compliance professional with more than 15 years of experience supporting investment management and advisory firms in strengthening their operational integrity and client trust.
Naturally analytical and systems-minded (Enneagram Type 5), I’m driven by curiosity and a deep interest in how processes can be refined to serve both regulatory precision and human collaboration. I’ve worn many hats throughout my career — from compliance lead to project manager to HR partner — and I bring that versatility to small, collaborative teams where every role contributes to the bigger picture.
My expertise spans SEC and FINRA compliance, risk assessment, and regulatory technology implementation, but my true strength lies in connecting details to strategy. I enjoy transforming complex rules into clear, actionable systems that empower advisors to serve clients with confidence and transparency.
At my core, I believe compliance is not about restriction — it’s about clarity. When the rules are understood and processes run smoothly, people are free to focus on what truly matters: delivering ethical, exceptional client service.More...
Kelley Morrell
Co-Founder, Co-CEO and Finance Executive@Firecracker Media LLC
Verified
Kelley Morrell is an investor and operating executive with a more than 20-year career and proven track record of delivering exceptional returns for investors in growth, turnaround and transformational situations.More...
Tara Noonan Amaral
Talent Strategy Consultant@Riviera Advisors
Verified
Tara Noonan Amaral is a seasoned Talent Strategy Consultant at Riviera Advisors, where she leverages over 20 years of experience in human resources and organizational development to drive transformative talent solutions for Fortune 500 companies. Known for her innovative approach, Tara specializes in aligning talent acquisition strategies with business objectives, leading to enhanced workforce performance and retention.
Her previous roles include Head of Global Talent Acquisition at a leading global firm, where she successfully implemented cutting-edge recruitment technologies, improved candidate and stakeholder satisfaction and cost structures.
Tara holds an BA from Brown University and is a frequent industry speakerMore...