I am a regulatory compliance strategist that leads organizations through an ever-evolving regulatory landscape for the past 16 years. Leveraging expertise in banking, investments, and emerging FinTech to work alongside business partners to craft pragmatic governance and risk management frameworks that empower informed decision-making, I work to facilitate scalable growth, and ensure sustainable regulatory relationships. I began my compliance career at the Huntington Investment Company in 2008, and have taken on roles of increasing seniority in traditional organizations including MassMutual in 2010, BMO in 2014, and Charles Schwab in 2016, and rose to the role of Chief Compliance Officer at fintech startups including Anchorage in 2017, M1 Fnance in 2019, Secfi in 2022, and now Fruitful.More...