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Work Background
Scotiabank - Global Banking and MarketsSenior Analyst of Governance & Control
Apr. 2024Bogotá, Distrito Capital, ColombiaResponsible for the execution and continuous enhancement of global front-line
controls to safeguard capital markets integrity. Activities include proactive detection
of irregularities, risk validation of critical access points, and regulatory compliance
assurance across trading operations.
Scotiabank - Global Banking and MarketsSenior Analyst of Communication Surveillance
Oct. 2022 - Apr. 2024Bogotá, Distrito Capital, ColombiaSupported the Global Banking & Markets and International Banking divisions by
conducting proactive surveillance of trader communications to detect potential
market abuse and manipulative behavior. Acted as a key component of the first line
of defense through monitoring, escalation, and risk mitigation efforts.
Global Securities Colombia SCBAsesor inversionista (Investor service advisor)
Mar. 2022 - May. 2022Bogotá, Distrito Capital, ColombiaProvided front-office support to investors and financial clients within a regulated
brokerage environment. Assisted in investor onboarding and account maintenance
while ensuring high service standards and regulatory alignment. Responsibilities
included: • Delivered personalized attention to investors, supporting inquiries related to
account activity, investment products, and service offerings. • Managed the activation, updating, and documentation of investor profiles in line
with compliance procedures. • Assigned clients to the appropriate commercial advisors based on their
investment profile and needs. • Coordinated and processed dividend and interest payments to ensure accurate
and timely distribution. • Executed client linking procedures to facilitate access to brokerage services and
strengthen investor relationships.
Banco de Occidenteprofesional en entrenamiento
Jun. 2018 - Dec. 2018Bogotá D.C., ColombiaSupported the Consumer Credit and Personal Banking division through financial
reporting, system integration testing, and risk analysis. Contributed to portfolio
management and compliance reporting in alignment with regulatory supervision
standards.
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