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Work Background
D1 TechnologiesDirector of Compliance
May. 2024United StatesAs a compliance leader with extensive experience in regulatory management and risk mitigation, I am responsible for developing and overseeing the implementation of robust compliance strategies and internal controls. My role ensures that D1 Technologies adheres to industry regulations, maintains ethical business practices, and continuously improves its risk management framework. I collaborate with cross-functional teams to safeguard the organization’s integrity and minimize compliance risks. These are my responsibilities:
-Develop and implement comprehensive strategies, procedures, and controls to prevent regulatory violations and ensure compliance with all applicable laws and regulations.
- Oversee the organization's compliance efforts to ensure adherence to local, state, and federal legal and regulatory requirements.
- Safeguard the organization’s reputation and integrity by enforcing ethical and legal business practices across all operations.
- Identify and assess potential compliance risks and vulnerabilities, recommending and implementing corrective actions as necessary.
- Provide expert guidance and recommendations on compliance-related matters, including regulatory frameworks, policies, and internal controls.
- Lead and conduct internal audits to evaluate the effectiveness of compliance controls and identify areas for improvement.
- Develop and deliver compliance training programs to educate employees on regulatory requirements, corporate ethics, and company policies.
- Manage and investigate reports of potential compliance violations, ensuring timely resolution and adherence to reporting protocols.
- Continuously update and revise internal policies to align with evolving regulatory landscapes and industry best practices.
- Collaborate with senior management and relevant departments to ensure compliance strategies
- Act as a key advisor to executive leadership on compliance issues, regulatory changes, and risk management strategies.
Binance.USCompliance - Sanctions
Jan. 2021 - Apr. 2024Since I started working in the Compliance Area at Binance US, my responsibilities have been increasing day by day. Today, as part of the Compliance Sanctions Team, my main functions are: - Identifying and assigning Sanction cases to the Compliance team.
- Train each member of the team on how to resolve sanction cases
- Perform QA and metrics on the work done by the Compliance team.
- Resolve escalations sent by other areas such as Risk or Customer Support
- Detect failures in the system and propose alternatives to solve them
- In cooperation with the IT team, develop and improve the Binance US operating system.
- Writing process manuals for the Compliance Area
- Prepare files and PPT presentations to be used in US Government Regulatory Examinations
- Control that the updates made by OFAC have had an impact on the systems.
Binance.USCompliance - Sanctions
Jan. 2021 - Apr. 2024Since I started working in the Compliance Area at Binance US, my responsibilities have been increasing day by day. Today, as part of the Compliance Sanctions Team, my main functions are: - Identifying and assigning Sanction cases to the Compliance team.
- Train each member of the team on how to resolve sanction cases
- Perform QA and metrics on the work done by the Compliance team.
- Resolve escalations sent by other areas such as Risk or Customer Support
- Detect failures in the system and propose alternatives to solve them
- In cooperation with the IT team, develop and improve the Binance US operating system.
- Writing process manuals for the Compliance Area
- Prepare files and PPT presentations to be used in US Government Regulatory Examinations
- Control that the updates made by OFAC have had an impact on the systems.
American ExpressCompliance
Mar. 2018 - Dec. 2020Arenales 707In March 2018, I started working in the Compliance area of AMEX. My functions to be performed were:
- Preparation of an Internal Audit on closed cases in Argentina and Mexico, selecting samples and marking possible improvements in the analysis processes. This also includes updating internal policies and issuing them for subsequent approval. - Perform control over the cases that arise in the different platforms and confirm the risk of each one of them, focusing on: reading balance sheets, bylaws and account movements.
- Prepare tables of records to maintain order and follow up on cases.
- Issuing Document Letters as appropriate and following up on them.
L&A Global ServiceSantander Rio - Upgrade sytem Meta 4
Mar. 2017 - Aug. 2017Gran Buenos Aires, ArgentinaDue to the purchase of Citibank by Santander Rio, I was assigned the function of authorizing all Marriage Certificates, Cohabitation Certificates, Birth Certificates of children of the new personnel, as well as the loading of vacations requested by Santander Rio employees in the Meta 4 system. On the other hand, within the same system previously mentioned, I manage the changes of position and/or Cost Centers as requested.
L&A Global ServiceBBVA Frances - Implementation of Macros for external payroll control.
Feb. 2015 - Aug. 2016ArgentinaDuring this period of time, I was assigned a project in the RRHH Area of BBVA, which consisted in regularizing the payroll of external employees.
To do this, each month I made economic reports in pivot tables, graphs, in which I informed the management what their monthly expenses were in external salaries and in turn, for each external employee how much it would cost to compensate him.
On the other hand, the entity gave me the authority to manage the Additions, Deletions and editions of profiles of any external that enters the bank, whether working inside or outside the offices.
Finally, I was in charge of a Ministry of Labor Inspection of BBVA branches in Mar del Plata. During 7 days I coordinated and gathered information with each branch manager and negotiated the terms of the inspection with the inspector of the above mentioned public entity.
During this project, I had one person in charge, whom I trained to fulfill the functions and needs that the client required; I also trained 3 people from the Bank, who were incorporated at different times.
L&A Global ServiceUltrapetrol - Bank Cociliations
Mar. 2014 - Jul. 2014ArgentinaIn this project I was assigned the task of performing the bank reconciliations regarding the client's accounts, including a trip to the shipyard, located in Rosario, Santa Fe, to perform a stock inventory of their construction materials.
L&A Global ServiceSwiss Medical - Implementation of manuals for the Call Center
Mar. 2013 - Jul. 2013ArgentinaFor this client, during the period from March to July 2013 I was part of a consulting work team based on improving the internal performance of the company, creating the instructions of a new program (Engage), which would be used in the areas of Call Center.
L&A Global ServiceTelecom S.A. - SOX Audit
Aug. 2012 - Aug. 2017ArgnetinaAt this client, each year begins the SOX Audit stage, which runs from August to the end of January of the following year. The SOX schedule includes Accounting and Administrative controls in order to expose the correct functioning of the different areas.
Every year, my work objective is focused on being able to finalize the controls referred to the Revenue Module; for this I verify that the work of the accountants is well done, thus comparing the Invoices vs Account Statements vs SAP vs the amounts Agreed in the Contracts.
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