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Work Background
Morgan StanleyVice President- Capital Market Trading Operations
Jan. 2024New York, United StatesOfficer overseeing Wealth Management Foreign Currency Trading Operations and Syndicate and Structured Investments Trading Operations.
Morgan StanleyOperations Director- Wealth Management Complex Products
Jul. 2022 - Jan. 2024New York, New York, United StatesGroup Director overseeing Wealth Management Futures Trade Support, FX Trade Support, Futures/FX Margin, Foreign Currency Wires and Journals, and Complex Products Client Onboarding.
Morgan StanleyOperations Director- Futures Trade Support/Margin & Capital Markets Client Onboarding
Jan. 2021 - Jul. 2022New York, New York, United StatesOperations Director managing Wealth Management Foreign Exchange and Futures Trade Support and Margin Teams. Primary responsibilities of the teams include trade capture and allocation, daily margin settlement, physical delivery processing, break reconciliation remediation, and FX trade adjustments. Team also plays a central role in daily/weekly/monthly options expiry/expiration processes and exception management. Operations Director of New Account Onboarding for Capital Market clients seeking to transact in the Futures/FX/OTC markets. Team responsibilities include coordinating internal and external parties like Branch Financial Advisors, Legal, AML/ Compliance, Tax, Retail Operations, and Client Reporting, to ensure the timely, accurate, and risk-conscious onboarding of new client accounts.
Morgan StanleyTeam Lead- Capital Markets Client Onboarding
Jul. 2017 - Jan. 2021New York, New York, United StatesTeam Lead, responsible for new account onboarding for Capital Market clients seeking to transact in the Futures/FX/OTC markets. This includes coordinating internal and external parties like Branch Financial Advisors, Legal, AML/ Compliance, Tax, Retail Operations, and Client Reporting, to ensure the timely, accurate, and risk-conscious onboarding of new client accounts.
Morgan StanleyTeam Lead- Institutional Equity Client Cash Processing
Jul. 2010 - Jul. 2017Baltimore, Maryland AreaTeam Lead for Institutional Equity Client Cash Processing teams, responsible for timely and accurate booking, confirmation, and Pre-matching of Global Equity products for the firm's mid- and large-market institutional clients.
T. Rowe PriceSenior Mutual Fund Accountant
Jan. 2007 - Jun. 2010Baltimore, Maryland AreaCalculated and published daily NAV for assigned products (over 70+ mutual funds throughout my tenure) through accurate and timely record keeping, tax reporting and reconciliation to exceed client, regulatory and investment staff expectations.
Proactively identified and assisted in the resolution of accounting discrepancies, including liaising with Fixed Income Fund Accounting Group, Converged Accounting, Corporate Actions Group and external Custodian Banks.
T. Rowe PriceRetirement Plan Coordinator
Mar. 2004 - Jan. 2007Baltimore, Maryland AreaServed as the daily liaison between internal and external parties for 401(k) participant communications, contribution/distribution transaction processing, project strategy/planning and issue escalation/resolution with mid and large market Retirement Plan Administrators.
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