MB Financial BankAdvisory Analyst
Oct. 2015 - Aug. 2017United StatesIn this role, I managed and mitigated risk as well as reduced fraud by providing in-depth analysis of financial transactions for suspicious activity and red flags. I enforced compliance with AML regulations, reporting all non-compliance issues to initiate investigations. Additionally, I generated improvements to compliance by identifying compliance risks and defining action plans to eliminate or minimize risk. My role involved assessing customer documents and profiles including onboarding records, relative KYC/EDD, statements, deposits, withdrawals, checks, wires, source of funds, source of wealth, vendor transactions and geographical locations. Some of my key contributions include: ► Consulting with various clients across money service businesses, ATM owners, and high-risk customers to enhance due diligence reviews; created review schedules, risk identification, delivered and accurate risk assessments specific to clients. ► Demonstrating knowledge of check kiting, structuring and money-laundering patterns to accurately identify suspicious activity through transactional analysis of various accounts. ► Delivering expertise to branches and business on Foreign Corrupt Practice Act (FCPA) corporate compliance program.
► Training individuals on bank processes including investigation techniques, identifying reputational risk, transaction analysis, KYC interpretation, CIP requirements, CDD/EDD results and high-risk client assessments.