D.R. HortonSenior IT Auditor
Mar. 2017 - Jun. 2018Dallas/Fort Worth Area• Ensured adherence to internal controls through developing audit programs and procedures.
• Performed audits of Mortgage and Title loan processing applications and data for Sarbanes-Oxley (SOX) and regulatory compliance.
• Conducted all phases of audit processes including: audit planning, risk assessments, performing audit tests and analysis, development of audit reports, and communicating audit results and recommendations to senior management.
• Planned, led, and conducted operational audits of business units with a focus on risk assessment, business process controls, and compliance with applicable laws, regulations, and policies.
• Managed the company’s SOX and internal control documentation including Risk Control Matrices (RCMs) and process narratives.
• Assessed compliance across a broad range of programs including Sarbanes-Oxley (SOX), SOC 1 & SOC 2 (Service Organization Control) reports, Security and Exchange Commission (SEC) guidance, Home Mortgage Disclosure Act (HMDA) reports, and other assurance programs.
• Participated in planning and executing risk-based audits, assisting in developing remediation documents with process owners and preparing final reports for the business owners and executives.
• Performed security access controls, change management controls, interface controls, application development control assessments.
• Documented findings and collaborated with process owners in defining action plans and performing follow-up to ensure risks are mitigated. • Managed the first JDE/AS400 interface and access management audit including risk assessment, testing, reporting, and issue follow-up.
• Performed IT Security Consulting Engagement via Sarbanes-Oxley (SOX), Security and Exchange Commission (SEC) guidance, and industry best practices to ensure compliance.