ICG LLCSenior Consultant, EVP - Risk Management and Consumer Compliance
Jan. 2011 - Jan. 2024Independent Consultant | Big 4 Consulting Firm Engagements | Multi-Sector Discipline | Global Transformation Projects | Regulatory Compliance Trainer | Keynote Speaker -Spearhead the development and execution of risk management and regulatory compliance strategies for top-tier banking clients, ensuring alignment with Dodd-Frank, Basel III, and BSA/AML/KYC regulations. -Cultivate and maintain strong relationships with C-level executives, identifying their needs and delivering tailored solutions that address emerging risks in the financial services industry. -Lead a team of risk and regulatory professionals, driving recruitment, professional development, and performance management to enhance team capabilities and service delivery. -Oversee the successful execution of complex client engagements, ensuring projects are completed on time, within scope, and on budget. -Stay abreast of evolving banking regulations and frameworks, providing thought leadership and guidance to clients during regulatory audits and enforcement actions. -Developed and implemented risk governance structures, optimizing operational risk, compliance, and enterprise risk frameworks for financial institutions. -Engaged in business development activities, responding to RFPs and participating in industry events to promote the firm’s risk and regulatory advisory services. -Collaborated with cross-functional teams to identify opportunities for service cross-selling, enhancing overall client value and satisfaction. -Provided insights on emerging regulatory trends, including fintech, cybersecurity, and ESG factors, to inform client strategies and decision-making.