Curve SecuritiesHead of Operations and Compliance
Aug. 2019 - Jun. 2021Sydney, New South Wales, AustraliaImproving trade life cycle processing to match economies of scale. Reimagining client onboarding, compliance, AML and CTF through disruptive technologies and collaborative tools Creating and contributing to the development and distribution of investment tools (YieldHub Pty Ltd) for middle market clients. Upstream and Downstream client service.
Steadfast in discovering and educating the client base on new products and investment opportunities. Policy and Documentation oversight. Dedicated delivery of internal stakeholder education