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Work Background
Mercy UniversityAdvisory Committee Board Member
Aug. 2023United StatesAdvisory Board Member for CERTIFi Executive Education program.
BroadridgeSenior Vice President Capital Markets Professional Services
Jan. 2023United States• Develop and formulate consulting value propositions and offerings. • Guide and manage engagement teams to successful project outcomes. • Establish and expand practice capabilities, building differentiated services and solutions through domain expertise. • Drive Innovation across Capital Markets, Wealth and Asset Management Professional Services Verticals
Tata Consultancy ServicesManagement Consulting Partner BFSI A&I and SI. GTM Leader Americas Evestnet
Nov. 2022 - Jan. 2023New York City Metropolitan Area
Tata Consultancy ServicesManagement Consulting Partner Strategic Initiatives Capital Markets - Fintech - Banking
Feb. 2021 - Dec. 2022New York City Metropolitan AreaCapital Markets - Banking - Fintech • Build out practice by defining business growth strategy in partnership with the account teams • Build differentiated services and solutions leveraging domain expertise and approach for various process areas within the account. Leverage TCS services holistically showcasing the completeness of capacity across various FinServ organizations
• Build a strong TCS brand recognition through extensive strategic partnerships and offerings • Build a competitive, experienced team of consultants and enable them through ongoing industry instructions.
CMB Independent ConsultantExecutive Advisory Consultant - FinTech
Aug. 2020
BNY MellonSr Vice President
Nov. 2016 - Jun. 2020Greater New York City Area• Member of the Executive Advisory Management under the Global Head of GSO communicating company and regional strategy initiatives and in translating these into actionable delivery and change programs in Global Security Service Delivery
• Member of Bank of New York Mellon FMI Oversight Committee and Information Protection Business Council
• Member of GSO Leadership Group
PwCBanking and Capital Markets Executive
May. 2015 - Sep. 2016Greater New York City Area• Worked extensively across the Capital Markets both in the US and Globally leading both large and small scale multi-disciplinary global programs from initial vision and strategy design though execution.
• Focus is in front and middle office sales and trading strategy, operations, and technology and includes deep experience in sell side sales and trading lifecycle management for OTC, Cleared and Listed Derivatives.
AccentureExecutive - Capital Markets Manager
Mar. 2014 - May. 2015Greater New York City Area• Manages strategic direction set by Leadership as it relates to division goals, drives implementation to completion. • Lead cross product trade life cycle control assessment work for one of Accenture’s large global Investment Banking client.
Bridgewater AssociatesExecution Desk Manager
Jun. 2011 - Mar. 2014Westport CT• Manage daily Global Trading, Trade Operations, Middle Office team; Oversee all Trade Support functions; Business control and supervision; Operational Strategy; Participate in projects across all asset classes, geographies, working horizontally across control functions to deliver fully integrated solutions; Oversee and monitor outsourced back office performance and hold them accountable for meeting service requirements; Monitor the daily trading process, evaluating and approving trades generated by portfolio management.
BNP ParibasSr. Vice President - Execution Clearing
Apr. 2009 - Jun. 2011Greater New York City Area• Leading, planning managing and directing teams within Investment Solutions Relationship Management, Middle Office, Trade Support and Client Services groups; Hire team members, conduct salary negotiations and create staff performance evaluations; Develop and implement new processes and procedures improving operating efficiency, timeliness and workflow coordination; Ensure policies, objectives and initiatives are adhering to all US Regulatory requirements; Lead in system enhancement, design and development; Straight through processing initiatives (Equity Trade Process), platform migration, client trend analysis and product testing
Goldman SachsSr. Specialist
May. 2003 - Apr. 2009Greater New York City Area• Titled Subject Matter Expert (SME) dual reporting to Managing Director in Program Trading Group;
• Monitor the daily trading process, evaluating and approving trades generated. Develop and implement large-scale trading and trade support technologies; Built, managed and directed the Program Trading Support team (Client Middle Office / Trade Support); Partnered across front, middle and back office groups to lead and execute platform implementation, system enhancement and design as well as implementing Risk and Control processes around Electronic Trading (algos) / Program Trading
Morgan StanleyTrade Support
May. 1999 - Aug. 2002Greater New York City Area• Compiled Trader's daily P&L statements; Managed all exceptions relating to sub- allocated trades; ensured accuracy of Real-Time Customer confirmations to Clients; maintain Int'l and Domestic instructions for trade settlements; responsible for booking daily trade allocations (electronic and manual)
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